Successful Cases

Our Successful Cases

These include some of the largest national and regional brokerage firms in the US. However there are over 6,000 brokerage firms operating in the US, and we have the resources, experience and dedication to achieve successful outcomes against any of them, on behalf of our clients.

The Miller Stern Lawyers. have successfully represented investors in claims against the following brokerage firms:

  • Cetera Advisors LLC
  • Cetera Advisor Network LLC
  • Cetera Investment Services LLC
  • Citigroup Global Markets Inc.
  • Janney Montgomery Scott LLC
  • LPL Financial LLC
  • Merrill Lynch, Pierce, Fenner & Smith, Inc.
  • Morgan Stanley & Co. LLC
  • Morgan Stanley Smith Barney LLC
  • NFP Securities, Inc.
  • Oppenheimer & Co. Inc.
  • Oriental Financial Services Corp.
  • Popular Securities, LLC
  • Raymond James Financial, Inc.
  • RBC Capital Markets, LLC
  • Santander Securities, LLC
  • Securities America, Inc.
  • Transamerica Financial Advisors, Inc.
  • UBS Financial Services Inc.
  • UBS Financial Services Inc. of Puerto Rico
  • Wells Fargo Advisors Financial Network, LLC

Results That Matter

For People Who matter to US
  • $12 Million $12 Million+
  • $10 Million $10 Million
  • $7 Million $7 Million
  • $6 Million $6 Million
  • $5 Million $5 Million
  • $5 Million $5 Million
  • $1.7 Million $1.7 Million
  • $1.7 Million $1.7 Million+
  • $1.4 Million $1.4 Million
  • $900 Thousand $900,000
  • Merrill Settles Claim for $4.25 Million Regarding Suitability Allegations

  • Brian Leggett and Bryson Holdings, LLC v. Wells Fargo Clearing Services, et al
  • FINRA To Hire A Law Firm to Review Arbitrator Selection After Judge Rebukes FINRA in Vacating a Wells Fargo Award
  • $950,000 Fine to Merrill – Flawed Supervision Allowed Two Advisors to Steal $6M
  • In An Order To Vacate Award By Wells Fargo, Judge Scolds FINRA Arbitration
  • Read More On Our Securities & Stock Broker Fraud Blog
  • “Kevin Stern is an excellent lawyer with unmatched expertise, especially within the area of medical malpractice.” - Kelly G.
  • “This law firm is full of some of the most professional and selfless people I’ve ever met.” - Coby P.
  • “Daniel Miller was amazing! He was attentive, accommodating, patient, and very comforting to me and my son, after our car accident. I really recommend his practice!” - Jennifer C.
  • “I had the best experience working with Kevin Stern! He’s extremely knowledgeable, dedicated, and passionate about helping others.” - Carly R.
  • “My daughter was in a car accident and was injured. We worked with Dan Miller throughout the process and received the settlement we deserved.” - Andrew R.

    Get Started Today

    Our attorneys are dedicated to helping you win. Contact us online or call 410-LAW-FIRM to discuss your case with us.

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